Base: $3,500 - $4,500; bonus/equity: not specified...
Flexi hours, monday to friday
Perform balanced scorecard audits
Conduct regulatory reporting
Execute misconduct investigations
The job posting is for a Compliance & Risk Executive at a financial advisory firm in Singapore, offering a salary between $3,500 and $4,500. The role involves ensuring compliance with regulatory requirements, conducting due diligence, and supporting the Risk and Compliance department
Job Summary
The role ensures the company functions in a legal and ethical manner while meeting business goals.
Responsibilities include performing balanced scorecard audits, regulatory reporting, and misconduct investigations.
Candidates must be motivated to stay updated on regulatory changes such as the Financial Advisers Act.
Matching Summary
Match Score: 75
The job posting is for a Compliance & Risk Executive at a financial advisory firm in Singapore, offering a salary between $3,500 and $4,500. The role involves ensuring compliance with regulatory requirements, conducting due diligence, and supporting the Risk and Compliance department.
Salary
Base: $3500 - $4500; Bonus/Equity: Not specified; Benefits: Not specified