The Compliance Advisory team provides guidance on regulatory matters and advises on UK and international compliance rules to ensure regulatory adherence
Job Summary
The Compliance Advisory team provides guidance on regulatory matters and advises on UK and international compliance rules to ensure regulatory adherence.
The role involves acting as a subject matter expert on trade and transaction reporting obligations and supporting remediation projects related to equity position reporting.
MUFG fosters a culture of diversity, inclusion, and collaboration, investing in talent and innovation to empower employees to own their careers.
Matching Summary
The Compliance Advisory team provides guidance on regulatory matters and advises on UK and international compliance rules to ensure regulatory adherence.
Skills & Requirements
Must-have
Trade and transaction reporting expertise
Regulatory compliance advisory
UK/EU EMIR and MiFID regulations
CFTC and SEC reporting knowledge
Operational framework advisory
Managing senior stakeholder relationships
Nice-to-have
Proactive and motivated approach
Strong decision-making skills
Excellent interpersonal communication
Ability to manage competing priorities
Calm under pressure
Team player and self-starter
Key Requirements
Experience with trade and transaction reporting rules
Expertise in Transparency Directive and SSR
Knowledge of UK CASS and MiFID rules
Experience managing large projects with tight deadlines