The Vice President must ensure adherence to Internal Transfer Agency procedures in addition to both internal and Regulatory AML requirements at all times
Job Summary
The Vice President must ensure adherence to Internal Transfer Agency procedures in addition to both internal and Regulatory AML requirements at all times.
Apex Group aims to supercharge your unique skills and experience, giving you the support and freedom to be a positive disrupter and turn big ideas into bold, industry-changing realities.
The role involves managing the day-to-day duties of the team, ensuring client deliverables are met in a timely and correct manner, and overseeing all aspects of operations and controls functions.
Matching Summary
The Vice President must ensure adherence to Internal Transfer Agency procedures in addition to both internal and Regulatory AML requirements at all times.
Salary
Base: CAD $ 95,000 - $ 110,000; Bonus/Equity: variable uncapped compensation based on performance; Benefits: Not specified
Skills & Requirements
Must-have
Transfer Agency procedures
Regulatory AML requirements
Operational risk management
Investor Services/Transfer Agency team management
Fund governing documents
FATCA knowledge
Risk & control focus
Nice-to-have
Positive disrupter
Entrepreneurial skills
Adapt to changing priorities
Work with all levels
Good interpersonal skills
Key Requirements
5+ years managing Investor Services/Transfer Agency team