The Regulatory Controls Associate will support the business in meeting various Financial crime controls and Regulatory requirements through essential control activities
Job Summary
The Regulatory Controls Associate will support the business in meeting various Financial crime controls and Regulatory requirements through essential control activities.
Key responsibilities include performing gap analysis through detailed process mapping to identify areas of potential non-compliance or operational risk.
The role offers comprehensive benefits including gender-neutral parental leaves, 100% reimbursement under childcare assistance, and sponsorship for industry-relevant certifications.
Matching Summary
The Regulatory Controls Associate will support the business in meeting various Financial crime controls and Regulatory requirements through essential control activities.
Skills & Requirements
Must-have
5-8 years Ops experience in financial services
AML and Sanctions domain knowledge
Process mapping and gap analysis skills
Intermediate to advanced Microsoft Office Suite including VBA
Cross-functional collaboration with KYC and AFC teams
Nice-to-have
Experience automating financial crime controls
Ability to recognize high risk situations promptly
Clear communication and escalation capabilities
Data analysis proficiency for reporting
Culture of continuous learning and compliance
Key Requirements
5-8 years work experience within an Ops role
Graduate degree in Finance, Science, or Technology