Rules Management Program Associate - Nfr - Associate

Morgan Stanley

$60,000 + $95,000 py; bonus/equity: discretionary ...
Rules management framework
Themis rules management system
Regulatory compliance obligations
The successful candidate will work collaboratively with the Rules Management and Policy Office teams, the support team based in Mumbai, the technology teams who support related systems, and with members of local regulatory change tracking teams and policy teams both inside and outside LCD

Job Summary

  • The successful candidate will work collaboratively with the Rules Management and Policy Office teams, the support team based in Mumbai, the technology teams who support related systems, and with members of local regulatory change tracking teams and policy teams both inside and outside LCD.
  • This role will support projects relating to the governance and QA of the Rules Management Program and the management and growth of the Themis rules inventory, which is a global inventory of prioritized laws, rules and regulations that create regulatory compliance obligations for the firm.
  • Morgan Stanley offers a full spectrum of benefits, including Medical, Prescription Drug, Dental, Vision, Health Savings Account, Dependent Day Care Savings Account, Life Insurance, Disability and Other Insurance Plans, Paid Time Off (including Sick Leave consistent with state and local law, Parental Leave and 20 Vacation Days annually), 10 Paid Holidays, 401(k), and Short/Long Term Disability, in addition to other special perks reserved for our employees.

Matching Summary

The successful candidate will work collaboratively with the Rules Management and Policy Office teams, the support team based in Mumbai, the technology teams who support related systems, and with members of local regulatory change tracking teams and policy teams both inside and outside LCD.

Salary

$60,000 and $95,000 per year; Bonus/Equity: Discretionary incentive compensation award and potential business unit incentive; Benefits: Medical, Prescription Drug, Dental, Vision, HSA, FSA, Life Insurance, Disability, PTO, 10 Paid Holidays, 401(k)

Skills & Requirements

Must-have

  • Rules Management Framework
  • Themis Rules Management System
  • Regulatory Compliance Obligations
  • Quality Assurance Observations
  • Microsoft PowerPoint and Excel skills

Nice-to-have

  • Creative problem-solver
  • High level of learning agility
  • Detail-oriented and organized
  • Work with global teams

Key Requirements

  • Undergraduate degree required
  • 1-3 years experience
  • Compliance, Legal or regulatory roles
  • Financial services industry experience
  • Excellent written and oral communication

Work Rights

Not specified

Tailored Resume

Cover Letter