Brokerage Operations Manager - Saudi

Alpaca

Remote
Competitive salary; stock options included; health...
Remote
Real-time margin monitoring
Finra rule 4210 compliance
Federal reserve regulation t knowledge
Alpaca is a US-headquartered self-clearing broker-dealer serving hundreds of financial institutions across 40 countries with institutional-grade APIs

Job Summary

  • Alpaca is a US-headquartered self-clearing broker-dealer serving hundreds of financial institutions across 40 countries with institutional-grade APIs.
  • The role involves monitoring customer activity in near-real-time to manage trading exposure in margin and options while ensuring regulatory compliance.
  • Candidates will receive competitive salary, stock options, health benefits, and a monthly stipend for home-office setup.

Matching Summary

Alpaca is a US-headquartered self-clearing broker-dealer serving hundreds of financial institutions across 40 countries with institutional-grade APIs.

Salary

Competitive Salary; Stock Options included; Health Benefits provided

Skills & Requirements

Must-have

  • Real-time margin monitoring
  • FINRA Rule 4210 compliance
  • Federal Reserve Regulation T knowledge
  • Option expiration processing
  • Fraud alert review

Nice-to-have

  • Process improvement drive
  • Fast-paced environment adaptability
  • Strong attention to detail
  • Team collaboration skills

Key Requirements

  • Series 7 and 63 licenses required
  • Series 4 license preferred or obtainable within 3 months
  • 3+ years of brokerage operations experience
  • Experience with FINRA and OCC regulations

Work Rights

Not specified

Tailored Resume

Cover Letter