Investment Audit Lead

Vanguard UK

Malvern, PA, United States
Hybrid
Risk-based internal audits
Control testing
Investment operations
Vanguard UK is seeking an Investment Audit Lead to join their internal audit team in Malvern, PA. The role involves leading risk-based audits in investment management and operations, requiring strong communication and project management skills

Job Summary

  • This role focuses on leading and evaluating risk‑based internal audits and control testing across front‑office (investment/portfolio management), middle‑office (investment operations), and back‑office (fund accounting, NAV oversight, reconciliations, and fund administration).
  • Lead multiple audit and consulting engagements concurrently in a matrixed environment, delivering high-quality work and actionable recommendations.
  • Evaluate the design and operating effectiveness of internal controls through walkthroughs, testing, and analysis, identify control gaps and recommend continuous improvements.

Matching Summary

Match Score: 85

Vanguard UK is seeking an Investment Audit Lead to join their internal audit team in Malvern, PA. The role involves leading risk-based audits in investment management and operations, requiring strong communication and project management skills.

Skills & Requirements

Must-have

  • risk-based internal audits
  • control testing
  • investment operations
  • fund accounting
  • operational and financial risks

Nice-to-have

  • trusted advisor
  • actionable recommendations
  • client-focused mindset
  • challenge the status quo constructively

Key Requirements

  • 8 years of proven experience in financial services
  • Bachelor's degree in business, finance, accounting, or related field
  • Practical understanding of investment and trading lifecycles
  • Experience leading audits related to fund accounting

Work Rights

Not specified

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