This role provides data-led expert oversight to ensure the organization operates in compliance with legal, regulatory, and ethical responsibilities
Job Summary
This role provides data-led expert oversight to ensure the organization operates in compliance with legal, regulatory, and ethical responsibilities.
The incumbent is responsible for identifying and investigating potential market abuse, insider dealing, and money laundering activities within investment banking and research functions.
As an Assistant Vice President, the successful candidate will lead a team, coach employees, and influence decision-making while adhering to Barclays' core values of Respect, Integrity, Service, Excellence, and Stewardship.
Matching Summary
This role provides data-led expert oversight to ensure the organization operates in compliance with legal, regulatory, and ethical responsibilities.
Salary
Not specified; Not specified; Not specified
Skills & Requirements
Must-have
Investment Banking knowledge
Global Banking activities understanding
Research independence verification
Market abuse investigation skills
Money laundering detection expertise
Policy interpretation and application
Nice-to-have
Fast-paced environment adaptability
Strategic project leadership
Advanced presentation abilities
Cross-functional collaboration experience
Change management success record
Key Requirements
Understanding of Investment Banking deal lifecycle
Experience supporting Verification Checks and surveillance reviews
Strong judgment in identifying conduct and MNPI risks
Degree or equivalent qualification required
Ability to communicate complex information clearly