Vice President, Compliance - Regulatory Exam Management - Td Securities (us)

TD Securities

New York, New York, United States
Base: $150,000 - $180,000 usd; bonus/equity: not s...
7+ years of securities compliance experience
Strong analytical skills
Excellent communication skills
TD Securities is seeking a VP for the Regulatory Exam Management team in New York City

Job Summary

  • TD Securities is seeking a VP for the Regulatory Exam Management team in New York City.
  • The role involves managing regulatory examinations and preparing business personnel for regulator meetings.
  • TD is committed to colleague development and offers a comprehensive total rewards package.

Matching Summary

TD Securities is seeking a VP for the Regulatory Exam Management team in New York City.

Salary

Base: $150,000 - $180,000 USD; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • 7+ years of securities compliance experience
  • Strong analytical skills
  • Excellent communication skills

Nice-to-have

  • Ability to thrive in fast-paced environments
  • Client service skills
  • Relationship building with regulators

Key Requirements

  • Bachelor's degree or progressive work experience
  • JD desirable but not required
  • 5-7 years of related experience

Work Rights

Not specified

Tailored Resume

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