Senior Manager, Compliance Testing - Wealth Compliance

TD Bank

Mount Laurel, New Jersey, United States
$115,440 - $186,160 usd; not specified; not specif...
10+ years of experience
Experience with sec and finra regulations
People management leadership
At TD Bank US Compliance, we're on a mission to build a more resilient compliance risk management function

Job Summary

  • At TD Bank US Compliance, we're on a mission to build a more resilient compliance risk management function.
  • The Senior Manager oversees teams conducting independent Compliance testing to meet regulatory requirements.
  • TD is committed to providing fair compensation and growth opportunities for all colleagues.

Matching Summary

At TD Bank US Compliance, we're on a mission to build a more resilient compliance risk management function.

Salary

$115,440 - $186,160 USD; Not specified; Not specified

Skills & Requirements

Must-have

  • 10+ years of experience
  • Experience with SEC and FINRA regulations
  • People management leadership

Nice-to-have

  • Ability to drive innovation
  • Strong communication skills
  • Teamwork and collaboration

Key Requirements

  • Undergraduate degree or equivalent work experience
  • Experience with regulatory requirements
  • Ability to manage multiple projects

Work Rights

Not specified

Tailored Resume

Cover Letter