Senior Compliance Officer, Equity Trade Surveillance

bmo gam retail briefcase

Toronto, Ontario, Canada
Base: $75,900.00 - $141,900.00; bonus/equity: not ...
Equity trade surveillance
Global markets compliance
Regulatory requirements adherence
The Compliance Officer supports the implementation, maintenance, and administration of the compliance and risk monitoring program for Global Markets (Canada)

Job Summary

  • The Compliance Officer supports the implementation, maintenance, and administration of the compliance and risk monitoring program for Global Markets (Canada).
  • This role conducts risk assessment, monitoring, and surveillance activities to ensure alignment with the Enterprise‑wide Compliance Program, regulatory requirements, corporate policies, and risk appetite.
  • BMO also offers health insurance, tuition reimbursement, accident and life insurance, and retirement savings plans.

Matching Summary

The Compliance Officer supports the implementation, maintenance, and administration of the compliance and risk monitoring program for Global Markets (Canada).

Salary

Base: $75,900.00 - $141,900.00; Bonus/Equity: Not specified; Benefits: Health insurance, tuition reimbursement, accident and life insurance, retirement savings plans

Skills & Requirements

Must-have

  • Equity trade surveillance
  • Global Markets compliance
  • Regulatory requirements adherence
  • Risk assessment and monitoring
  • Compliance program administration

Nice-to-have

  • Collaboration and team skills
  • Influencing and data-driven decisions
  • Continuous improvement mindset

Key Requirements

  • Minimum 6 years of relevant experience
  • Post-secondary degree in a related field
  • Compliance certification preferred
  • Experienced in advising a single client group
  • Regulatory body experience an asset

Work Rights

Not specified

Tailored Resume

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