Financial Advisor - North Windham, Maine

TD

Windham, Maine, United States
Base: $72,280 - $108,160 usd; bonus/equity: not sp...
Financial planning and investment sales
Client relationship management
Sales goal achievement
The Financial Advisor role is a three-year program with a forgivable draw, focused on providing financial planning guidance and investment management solutions aligned with client goals

Job Summary

  • The Financial Advisor role is a three-year program with a forgivable draw, focused on providing financial planning guidance and investment management solutions aligned with client goals.
  • TD offers a comprehensive Total Rewards package including base salary, variable compensation, health benefits, savings and retirement programs, paid time off, and career development opportunities.
  • TD fosters a respectful and inclusive workplace culture that values diverse perspectives and provides ongoing training, mentoring, and development to support colleague success.

Matching Summary

The Financial Advisor role is a three-year program with a forgivable draw, focused on providing financial planning guidance and investment management solutions aligned with client goals.

Salary

Base: $72,280 - $108,160 USD; Bonus/Equity: Not specified; Benefits: Health, savings, retirement, PTO, banking discounts

Skills & Requirements

Must-have

  • Financial planning and investment sales
  • Client relationship management
  • Sales goal achievement
  • Compliance with financial regulations
  • Lead generation and referral promotion
  • Annual client review process

Nice-to-have

  • Coaching and mentoring team members
  • Community involvement and charity support
  • Strong organizational and time management skills
  • Consultative sales experience
  • Ability to work in fast paced environment
  • Customer-centric service delivery

Key Requirements

  • Bachelor's degree strongly preferred
  • 2+ years of financial advice and investment sales
  • SIE, Series 7, Series 63 required
  • L&H and Series 66 or ability to obtain
  • Eligibility for FINRA registration
  • Ability to travel within assigned market

Work Rights

Must be eligible for FINRA registration

Tailored Resume

Cover Letter