Investment Compliance - Team Lead

State Street UK

Hybrid
End-to-end investment compliance support
Knowledge of sec requirements
Experience in fund administration
State Street UK is seeking a Team Lead for Investment Compliance to support mutual fund clients with compliance insights and ensure adherence to SEC requirements and investment guidelines. The role involves onboarding clients, maintaining compliance rules, and collaborating with internal teams, while the company values diversity, inclusion, and employee development

Job Summary

  • The role involves onboarding new clients and creating compliance rule matrices.
  • You will work closely with clients and internal teams to ensure compliance with investment guidelines.
  • State Street offers a competitive benefits package and values diversity and inclusion in the workplace.

Matching Summary

Match Score: 85

State Street UK is seeking a Team Lead for Investment Compliance to support mutual fund clients with compliance insights and ensure adherence to SEC requirements and investment guidelines. The role involves onboarding clients, maintaining compliance rules, and collaborating with internal teams, while the company values diversity, inclusion, and employee development.

Skills & Requirements

Must-have

  • End-to-end investment compliance support
  • Knowledge of SEC requirements
  • Experience in fund administration

Nice-to-have

  • Strong communication and interpersonal skills
  • Analytical skills for investment guidelines
  • Familiarity with Alteryx workflow

Key Requirements

  • University degree in Finance or Accounting
  • 4+ years of experience in investment compliance
  • Certifications like CFA or FRM preferred

Work Rights

Not specified

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