Senior Compliance Officer

Invesco

Downers Grove, Illinois, United States
Base: $100,000 - $111,000 pyear; bonus/equity: not...
Hybrid
Knowledge of 1940 act regulations
Experience in asset management compliance
Understanding of etf advisory compliance
The role involves coordinating consistency across the Americas region for centralized internal and external client reporting requests

Job Summary

  • The role involves coordinating consistency across the Americas region for centralized internal and external client reporting requests.
  • Candidates will assist business partners by interpreting policies, identifying risks, and escalating issues appropriately.
  • Invesco offers a comprehensive benefits package including flexible paid time off, hybrid work schedule options, and 401(K) matching.

Matching Summary

The role involves coordinating consistency across the Americas region for centralized internal and external client reporting requests.

Salary

Base: $100,000 - $111,000 /year; Bonus/Equity: Not specified; Benefits: Flexible PTO, Hybrid work, 401(K) match, Health & wellbeing

Skills & Requirements

Must-have

  • Knowledge of 1940 Act regulations
  • Experience in asset management compliance
  • Understanding of ETF advisory compliance
  • Ability to interpret securities laws

Nice-to-have

  • Detail-oriented professional
  • Strong communication skills
  • Collaborative team player
  • Global footprint exposure

Key Requirements

  • Bachelor's degree preferred in finance or accounting
  • Minimum 3 years experience in asset management
  • Knowledge of domestic and international securities laws

Work Rights

Not specified

Tailored Resume

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