Senior Executive, Compliance (Regulatory)

FINEXIS ADVISORY PTE. LTD.

Singapore, Singapore
Not specified (assumed to be office-based given the nature of the role).
3 years regulatory compliance experience
Knowledge of faa and lia guidelines
Strong report writing abilities
FINEXIS ADVISORY PTE. LTD. is seeking a Senior Executive for its Compliance (Regulatory) team in Singapore. The ideal candidate will have experience in regulatory compliance, strong communication skills, and the ability to thrive in a fast-paced environment

Job Summary

  • The Regulatory team ensures the company adheres to all relevant laws and regulations issued by authorities.
  • You will prepare regular reports, conduct assurance reviews, and develop policies for a leading financial advisory firm.
  • The role involves conducting training sessions to enhance employee competency in a dynamic, fast-paced environment.

Matching Summary

Match Score: 85

FINEXIS ADVISORY PTE. LTD. is seeking a Senior Executive for its Compliance (Regulatory) team in Singapore. The ideal candidate will have experience in regulatory compliance, strong communication skills, and the ability to thrive in a fast-paced environment.

Skills & Requirements

Must-have

  • 3 years regulatory compliance experience
  • Knowledge of FAA and LIA guidelines
  • Strong report writing abilities

Nice-to-have

  • Ability to multitask under pressure
  • Strong communication skills
  • Positive mindset and ownership

Key Requirements

  • Degree with at least 3 years of regulatory compliance or audit roles
  • Understanding of FAA and LIA guidelines
  • Experience in the financial industry

Work Rights

Not specified

Tailored Resume

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