Compliance - Surveillance

Santander Arena

Brazil
Not specified
Nasdaq trade surveillance (smarts)
Market monitoring
Investigation of irregularities
The Compliance - Surveillance position at Santander Arena in Brazil involves monitoring and analyzing market operations to ensure adherence to regulatory standards. The role requires expertise in the Nasdaq Trade Surveillance tool and a strong understanding of market regulations, alongside analytical capabilities to identify irregularities

Job Summary

  • The Market Control (Compliance) area is responsible for monitoring the operations of the Santander Corporate & Investment Banking (SCIB) Institutional Brokerage.
  • The role involves monitoring and analyzing alerts from Nasdaq Trade Surveillance (SMARTS), defining and testing rules, and conducting investigations into potential irregularities.
  • Responsibilities include proposing continuous improvements to controls, training internal areas on risks, and ensuring adherence to regulations and market best practices.

Matching Summary

Match Score: 85

The Compliance - Surveillance position at Santander Arena in Brazil involves monitoring and analyzing market operations to ensure adherence to regulatory standards. The role requires expertise in the Nasdaq Trade Surveillance tool and a strong understanding of market regulations, alongside analytical capabilities to identify irregularities.

Skills & Requirements

Must-have

  • Nasdaq Trade Surveillance (SMARTS)
  • market monitoring
  • investigation of irregularities
  • regulatory compliance
  • capital markets regulation

Nice-to-have

  • internal controls experience
  • data analysis skills
  • advanced communication skills
  • internal awareness training

Key Requirements

  • Completed higher education
  • Solid experience with market monitoring
  • Experience with Nasdaq Trade Surveillance (SMARTS)
  • In-depth knowledge of capital markets regulation
  • PQO Compliance Certification

Work Rights

Not specified

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