Futures Commission Merchant -compliance Vp

Barclays

New York, United States
Base: $145,000 - $200,000; bonus/equity: not speci...
Markets compliance experience
Fcm, prime brokerage, or derivatives
Engage directly with regulators
Provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in a compliance with Barclays legal, regulatory and ethical responsibilities

Job Summary

  • Provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in a compliance with Barclays legal, regulatory and ethical responsibilities.
  • Contribute or set strategy, drive requirements and make recommendations for change, plan resources, budgets, and policies; manage and maintain policies/ processes; deliver continuous improvements and escalate breaches of policies/procedures.
  • This role is critical to sustaining business growth, regulatory credibility, and strong risk management across the US and global platform.

Matching Summary

Provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in a compliance with Barclays legal, regulatory and ethical responsibilities.

Salary

Base: $145,000 - $200,000; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Markets Compliance experience
  • FCM, Prime Brokerage, or Derivatives
  • Engage directly with regulators
  • Multi-asset Markets execution flows
  • High-volume regulated environments

Nice-to-have

  • Verbal and written communication skills
  • Senior stakeholder presence
  • Independent oversight and challenge
  • Advisory support to business
  • Barclays Values and Mindset

Key Requirements

  • Experience in Markets Compliance
  • Ability to engage directly with regulators
  • Subject-matter expertise across multi-asset Markets execution flows
  • Experience operating in high-volume, highly regulated financial services environments

Work Rights

Not specified

Tailored Resume

Cover Letter