Rothschild & Co is seeking a Compliance Co-ordinator to join its Legal & Compliance team in Frankfurt. The role involves overseeing compliance processes, providing guidance on compliance matters, and ensuring adherence to internal and external regulations within the Investment Banking sector
Job Summary
The Compliance Co-ordinator plays a key operational role within the GA Germany Legal & Compliance function, supporting the effective implementation, application and monitoring of compliance requirements in day-to-day business activities.
Key responsibilities include reviewing and deciding on Compliance Approval Requests, performing central control and oversight functions for compliance-relevant data, and exercising ongoing compliance oversight and monitoring.
The role involves acting as a gatekeeper in the practical application of Group Policies, supporting the implementation of Global Group Policies locally, and coordinating with compliance colleagues globally.
Matching Summary
Match Score: 85
Rothschild & Co is seeking a Compliance Co-ordinator to join its Legal & Compliance team in Frankfurt. The role involves overseeing compliance processes, providing guidance on compliance matters, and ensuring adherence to internal and external regulations within the Investment Banking sector.
Skills & Requirements
Must-have
Compliance Approval Requests review
Compliance-relevant data recording
Global Group Policies application
Conflict of interest management
Anti-money laundering (AML) framework support
Mandatory e-learning and training monitoring
Nice-to-have
Technical affinity with compliance systems
Proactive, pragmatic, and service-oriented approach