Responsible for all testing activities in Asia-Pacific, including designing and performing testing and desk reviews to ensure compliance with applicable laws, rules, and regulations
Job Summary
Responsible for all testing activities in Asia-Pacific, including designing and performing testing and desk reviews to ensure compliance with applicable laws, rules, and regulations.
Assist in monitoring activities in Asia-Pacific, reviewing and escalating irregularities and non-compliant activities arising from Communication Surveillance and Personal Account Dealing reviews.
TD is committed to providing fair and equitable compensation, with a Total Rewards package including base salary, health and well-being benefits, paid time off, career development, and reward programs.
Matching Summary
Responsible for all testing activities in Asia-Pacific, including designing and performing testing and desk reviews to ensure compliance with applicable laws, rules, and regulations.
Skills & Requirements
Must-have
Monitoring and Testing program execution
Compliance testing reports drafting
Regulatory Compliance Management (RCM)
Trade Surveillance systems review
Core Compliance Advisory
Nice-to-have
Strong analytical and writing skills
Self-starter and quick learner
Represent APAC on global calls
Tech-savvy and proficient in MS Office
Key Requirements
At least 10 years of total experience
Minimum 5 years SME experience in Testing and Employee Compliance