Governance Operational Risk & Compliance Lead

Workforcity

Operational risk management
Controls design and execution
Issue management
Guide sponsors through externally owned change governance processes for new activities and facilitate risk and controls governance and management meeting routines

Job Summary

  • Guide sponsors through externally owned change governance processes for new activities and facilitate risk and controls governance and management meeting routines.
  • Manage and oversee risk activities related to key policy documents, such as Desktop Manual, and the end-to-end Personal Trading and Investment Policy (PTIP).
  • Utilize strong technical problem-solving skills to identify conflicts and discrepancies, bringing together the right teams to develop effective solutions.

Matching Summary

Guide sponsors through externally owned change governance processes for new activities and facilitate risk and controls governance and management meeting routines.

Skills & Requirements

Must-have

  • Operational Risk Management
  • Controls Design and Execution
  • Issue Management
  • Governance Reporting
  • Risk and Control Forums
  • Personal Trading Policy Management

Nice-to-have

  • AI/ML application in risk
  • US marketing sector experience
  • Synthesize complex concepts
  • Drive results with urgency
  • Sound ethical judgment

Key Requirements

  • 6-10 years financial services experience
  • US compliance laws knowledge
  • Risk and control metrics knowledge
  • Bachelor's/University degree
  • Master's degree preferred

Work Rights

Not specified

Tailored Resume

Cover Letter