Registered Client Service Associate (houston, Tx)

Chartwell Investment Partners

Houston, TX, USA
Remote
Client onboarding and account management
Processing asset transfers and monitoring cash
Preparing client meeting materials
Supports Financial advisors and their prospective and existing clients and other branch staff team members

Job Summary

  • Supports Financial advisors and their prospective and existing clients and other branch staff team members.
  • Onboards new clients, opens new client accounts and researches client and security information using internal databases and other technologies.
  • Assists Financial Advisors with marketing efforts including seminars and other client-facing events.

Matching Summary

Supports Financial advisors and their prospective and existing clients and other branch staff team members.

Skills & Requirements

Must-have

  • Client onboarding and account management
  • Processing asset transfers and monitoring cash
  • Preparing client meeting materials
  • Maintaining client records using CRM software
  • Effective communication across multiple platforms

Nice-to-have

  • Proactive follow-up and problem resolution
  • Calm and professional demeanor under stress
  • Goal planning software proficiency

Key Requirements

  • High School Diploma or equivalent
  • 13 months to 3 years securities industry experience
  • SIE, Series 7, Series 63, 65 and/or 66 licenses

Work Rights

Not specified

Tailored Resume

Cover Letter