Disclosure Of Interests Compliance Director

Morgan Stanley

Base: $70,000 - $125,000 py; bonus/equity: eligibl...
Disclosure of interest (doi) compliance
Regulatory change monitoring
Compliance advisory support
This role provides compliance advisory and oversight for the Americas DOI program, including US federal, statewide, Canadian, Brazilian, and Mexican requirements

Job Summary

  • This role provides compliance advisory and oversight for the Americas DOI program, including US federal, statewide, Canadian, Brazilian, and Mexican requirements.
  • Key responsibilities include monitoring regulatory change, conducting jurisdictional reviews, and partnering with operations on reporting and monitoring processes.
  • Morgan Stanley offers a comprehensive benefits package, opportunities for professional growth, and a culture rooted in integrity and excellence.

Matching Summary

This role provides compliance advisory and oversight for the Americas DOI program, including US federal, statewide, Canadian, Brazilian, and Mexican requirements.

Salary

Base: $70,000 - $125,000 per year; Bonus/Equity: Eligible for annual discretionary incentive compensation award; Benefits: Full spectrum of benefits including Medical, Dental, Vision, 401(k), Paid Time Off

Skills & Requirements

Must-have

  • Disclosure of Interest (DOI) compliance
  • Regulatory change monitoring
  • Compliance advisory support
  • Data analytics and AI tools
  • Cross-functional stakeholder engagement

Nice-to-have

  • Global consistency and transparency
  • AI-first mindset
  • Industry working group participation

Key Requirements

  • Undergraduate degree required
  • Experience in Compliance, Legal, or Risk functions
  • Strong analytical and communication skills
  • Proficiency with Excel and PowerPoint
  • Comfort leveraging automation and data analytics

Work Rights

Not specified

Tailored Resume

Cover Letter