Business Oversight Compliance -transaction Banking
Barclays
Pune, India
On-site
Transaction banking compliance
Market abuse investigation
Money laundering investigation
Barclays is seeking an Assistant Vice President for the Business Oversight Compliance role in Pune, India, focusing on compliance within transaction banking. The role involves risk assessment, collaboration with various teams, and ensuring adherence to regulatory standards while maintaining a strong ethical framework
Job Summary
Provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in a compliance with Barclays legal, regulatory and ethical responsibilities.
Identify and investigate potential market abuse, including but not limited to, Insider Dealing, Unlawful Disclosure, Market Manipulation or Anti-Competitive Conduct.
Collaborate with 1LOD, other relevant Compliance teams and legal, and relevant risk management functions to facilitate a comprehensive approach to compliance and risk management.
Matching Summary
Match Score: 85
Barclays is seeking an Assistant Vice President for the Business Oversight Compliance role in Pune, India, focusing on compliance within transaction banking. The role involves risk assessment, collaboration with various teams, and ensuring adherence to regulatory standards while maintaining a strong ethical framework.
Skills & Requirements
Must-have
Transaction Banking compliance
Market abuse investigation
Money laundering investigation
Risk-based control assessment
GTB products and processes understanding
Nice-to-have
Independent thinker
Excel in fast-paced environments
Strong communication skills
Assertive and investigative approach
Interest in strategic projects
Key Requirements
Risk-Based Control & Issue Assessment (GTB / Private‑Side Context)
Strong Understanding of GTB Products, Processes & Operating Model
Governance, MI & Cross‑Border Stakeholder Engagement