Associate, Conflicts Management And Trade Surveillance Compliance

Ares Management

New York, NY, United States
Base: $100,000-$120,000; bonus/equity: discretiona...
Conflicts management experience
Trade surveillance program
Financial instruments knowledge
The Compliance Department oversees and manages Ares’ global regulatory compliance and ethics program

Job Summary

  • The Compliance Department oversees and manages Ares’ global regulatory compliance and ethics program.
  • The Associate will oversee the daily review of firm-wide trading activities, including relevant conflicts checks related to deals and the firm’s restricted and other conflicts monitoring lists.
  • Ares offers robust Benefits offerings including comprehensive medical, dental, vision, 401(k) with company match, and various wellness programs.

Matching Summary

The Compliance Department oversees and manages Ares’ global regulatory compliance and ethics program.

Salary

Base: $100,000-$120,000; Bonus/Equity: discretionary performance-based bonus; Benefits: Robust Benefits offerings

Skills & Requirements

Must-have

  • Conflicts management experience
  • Trade surveillance program
  • Financial instruments knowledge
  • Bloomberg proficiency
  • SEC regulatory review

Nice-to-have

  • Collaborative team player
  • Client service oriented
  • Proactive measures
  • Intellectual curiosity
  • Positive attitude

Key Requirements

  • 3-5 years of experience
  • Bachelor’s Degree Required
  • Control Room and/or conflicts management experience required
  • Experience with credit-based strategies
  • Familiarity with SEC regulatory review

Work Rights

Not specified

Tailored Resume

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