Senior Staff Auditor, Compliance (hybrid)

Capital One

Charlotte, North Carolina, USA
Charlotte, nc: $87,700 - $100,100; chicago, il: $8...
Hybrid
Risk-based reviews
Compliance testing
Data and analytical tools
Perform risk-based reviews and assessments of compliance with federal, state, and other legal regulations and business activities

Job Summary

  • Perform risk-based reviews and assessments of compliance with federal, state, and other legal regulations and business activities.
  • Develop and maintain strong and effective working relationships with key business partners and the extended Audit group.
  • Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.

Matching Summary

Perform risk-based reviews and assessments of compliance with federal, state, and other legal regulations and business activities.

Salary

Charlotte, NC: $87,700 - $100,100; Chicago, IL: $87,700 - $100,100; McLean, VA: $96,500 - $110,100; New York, NY: $105,300 - $120,100; Plano, TX: $87,700 - $100,100; Richmond, VA: $87,700 - $100,100; Riverwoods, IL: $87,700 - $100,100; Bonus/Equity: Performance based incentive compensation; Benefits: Comprehensive, competitive, and inclusive set of health, financial and other benefits

Skills & Requirements

Must-have

  • risk-based reviews
  • compliance testing
  • data and analytical tools
  • working relationships with business partners
  • follow-up on audit actions

Nice-to-have

  • critical thinker
  • intellectually curious
  • adapt to change
  • fosters trust and collaboration
  • passion for coaching

Key Requirements

  • Bachelor's Degree or military experience
  • At least 2 years of experience in auditing
  • Master's Degree or relevant certification
  • 2+ years of experience in banking or financial services
  • 2+ years of experience performing data analysis
  • At least 1 year of experience in corporate compliance
  • At least 1 year of experience with data analytics tools

Work Rights

Not specified

Tailored Resume

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