Avp, Regulatory Inquiries Compliance Associate

Newmark Group

Jacksonville, FL, United States
Hybrid
Regulatory inquiries
Compliance documentation
Finra interaction

Skills & Requirements

Must-have

  • Regulatory Inquiries
  • Compliance Documentation
  • FINRA Interaction
  • Data Analysis
  • Cross-Functional Coordination
  • Regulatory Framework Knowledge

Nice-to-have

  • Legal Collaboration
  • Operational Insight
  • Regulatory Strategy

Key Requirements

  • Bachelor’s degree required
  • Prior Compliance experience
  • Knowledge of FINRA and SEC rules
  • Experience with securities products
  • Strong written communication skills

Work Rights

Must have US citizenship

Tailored Resume

Cover Letter