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Avp, Regulatory Inquiries Compliance Associate
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Newmark Group
Jacksonville, FL, United States
Hybrid
Regulatory inquiries
Compliance documentation
Finra interaction
Skills & Requirements
Must-have
Regulatory Inquiries
Compliance Documentation
FINRA Interaction
Data Analysis
Cross-Functional Coordination
Regulatory Framework Knowledge
Nice-to-have
Legal Collaboration
Operational Insight
Regulatory Strategy
Key Requirements
Bachelor’s degree required
Prior Compliance experience
Knowledge of FINRA and SEC rules
Experience with securities products
Strong written communication skills
Work Rights
Must have US citizenship
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