The Director of Client Compliance and Quality Control is responsible for maintaining and enhancing compliance standards with regional AML and regulatory requirements, safeguarding RBC’s integrity and reputation
Job Summary
The Director of Client Compliance and Quality Control is responsible for maintaining and enhancing compliance standards with regional AML and regulatory requirements, safeguarding RBC’s integrity and reputation.
This leadership role involves overseeing global onboarding quality control teams, optimizing client lifecycle management strategies, and ensuring regulatory adherence across multiple jurisdictions.
RBC offers a comprehensive Total Rewards Program, flexible work/life balance options, and opportunities for professional development within a dynamic and collaborative team environment.
Matching Summary
The Director of Client Compliance and Quality Control is responsible for maintaining and enhancing compliance standards with regional AML and regulatory requirements, safeguarding RBC’s integrity and reputation.
Skills & Requirements
Must-have
Global KYC and Regulatory Compliance
Anti-Money Laundering (AML) expertise
Client Lifecycle Management leadership
Operational risk mitigation
Regulatory audit and exam management
Team development and mentorship
Process optimization and control design
Nice-to-have
Strategic change management
Strong communication and interpersonal skills
Cross-department collaboration
Client-focused relationship building
High-pressure deadline management
Presentation and reporting skills
Key Requirements
Minimum degree-level qualification or equivalent
10+ years relevant Capital Markets experience
Knowledge of regional KYC laws and AML regulations
Proven leadership in KYC and Regulatory Compliance
Experience managing audits and regulatory exams
Strong strategic thinking and decision-making skills