The Head of Employee Compliance leads the day-to-day execution and continuous enhancement of the Employee Compliance Program across SMBC’s Americas Division
Job Summary
The Head of Employee Compliance leads the day-to-day execution and continuous enhancement of the Employee Compliance Program across SMBC’s Americas Division.
This role is the program owner and subject matter expert responsible for designing, operating, and maturing the control framework that helps employees meet firm and regulatory expectations.
SMBC offers a competitive portfolio of benefits to its employees.
Matching Summary
The Head of Employee Compliance leads the day-to-day execution and continuous enhancement of the Employee Compliance Program across SMBC’s Americas Division.
Salary
Base: $198,000.00 - $240,000.00; Bonus/Equity: Eligible for annual discretionary incentive award; Benefits: Competitive portfolio of benefits
Skills & Requirements
Must-have
Employee compliance program ownership
Control framework design and operation
Risk identification and escalation
Metrics-driven program improvement
Process simplification and automation
Nice-to-have
Forward-looking mindset
Mentoring talent
Culture of accountability and integrity
Key Requirements
10+ years of relevant experience
Proven people leader
Deep program ownership mindset
Strong working knowledge of employee compliance risk areas