Compliance Officer - Securities Compliance (w/m/d)

Deutsche Boerse AG

On-site
3 years financial industry experience
Law or economics degree required
Mifid/mifir regulatory knowledge
Deutsche Börse AG is seeking a Compliance Officer specializing in Securities Compliance for a two-year fixed-term position. The role involves ensuring adherence to national and international regulations within a dynamic and collaborative compliance environment

Job Summary

  • This role offers the opportunity to strengthen trust in global financial markets by preventing market abuse and ensuring regulatory compliance.
  • You will act as a trusted partner to business units, guiding them through complex national and international regulations while managing reputational risks.
  • The position involves collaborating with various departments to develop group-wide policies and conduct risk assessments within the second line of defense.

Matching Summary

Match Score: 85

Deutsche Börse AG is seeking a Compliance Officer specializing in Securities Compliance for a two-year fixed-term position. The role involves ensuring adherence to national and international regulations within a dynamic and collaborative compliance environment.

Skills & Requirements

Must-have

  • 3 years financial industry experience
  • Law or Economics degree required
  • MiFID/MiFIR regulatory knowledge
  • Market abuse prevention expertise
  • Strong analytical and organizational skills

Nice-to-have

  • Experience in securities compliance
  • Knowledge of CSDR, EMIR, BMR regulations
  • Excellent German and English communication
  • Proactive and motivated work style
  • Team spirit and integrity

Key Requirements

  • Minimum 3 years experience in finance sector
  • Completed degree in Law or Economics
  • Fluency in German and English languages

Work Rights

Not specified

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