Account Maintenance - Ibroker Specialist

Interactive Brokers Group, Inc.

Chicago, IL, United States
Base: $70,000 to $90,000 annually; bonus/equity: d...
On-site
1-3 years experience in finance or compliance
Bachelor degree in finance accounting or economics
Understanding of bsa aml usa patriot act and ofac principles
This role serves as the first line of defense against external risk by processing and onboarding Introducing Broker clients

Job Summary

  • This role serves as the first line of defense against external risk by processing and onboarding Introducing Broker clients.
  • The position requires reviewing application documents for KYC sufficiency and compiling FINRA packet submissions with high accuracy.
  • Candidates will benefit from a competitive salary, annual performance-based bonus, stock grants, and comprehensive health and wellness benefits.

Matching Summary

This role serves as the first line of defense against external risk by processing and onboarding Introducing Broker clients.

Salary

Base: $70,000 to $90,000 annually; Bonus/Equity: Discretionary cash bonus and stock award; Benefits: 401(k) match, medical/dental/vision, tuition reimbursement

Skills & Requirements

Must-have

  • 1-3 years experience in finance or compliance
  • Bachelor Degree in finance accounting or economics
  • Understanding of BSA AML USA PATRIOT Act and OFAC principles
  • Strong analytical and problem-solving skills
  • Ability to communicate with institutional clients

Nice-to-have

  • Self-motivated ability to handle tasks with minimal supervision
  • Knowledge of end-to-end KYC process
  • Experience in Capital Markets or Compliance
  • Proactive approach to identifying process improvements

Key Requirements

  • 1-3 years professional experience
  • Bachelor Degree in finance accounting or economics
  • Series 7 or other FINRA licenses (plus)
  • ACAMS CFE CFCS certifications (plus)

Work Rights

Not specified

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