Manager, Regulatory Change Management

TD Ameritrade

Charlotte, North Carolina, United States of America
Base: $91,000 - $145,600 usd; bonus/equity: eligib...
7+ years compliance experience
Banking industry regulatory knowledge
Business impact assessment expertise
The role involves reshaping compliance structures and processes to build a resilient and scalable compliance risk management function

Job Summary

  • The role involves reshaping compliance structures and processes to build a resilient and scalable compliance risk management function.
  • Candidates will conduct business impact assessments, track implementation status, and facilitate regulatory working meetings for multiple business lines.
  • TD offers a competitive compensation range of $91,000 - $145,600 USD along with comprehensive benefits including health, savings, and career development programs.

Matching Summary

The role involves reshaping compliance structures and processes to build a resilient and scalable compliance risk management function.

Salary

Base: $91,000 - $145,600 USD; Bonus/Equity: Eligible for cash and/or equity incentive awards; Benefits: Health, well-being, retirement, paid time off, and banking discounts

Skills & Requirements

Must-have

  • 7+ years compliance experience
  • Banking industry regulatory knowledge
  • Business impact assessment expertise
  • GAP analysis and reporting skills
  • Stakeholder management and escalation

Nice-to-have

  • Entrepreneurial mindset in fast-paced setting
  • Comfort with ambiguity and dynamic environments
  • Public speaking and presentation skills
  • CRCM or PMP certification preferred
  • Experience with RAID log management

Key Requirements

  • Undergraduate degree required
  • 7+ years of relevant experience
  • Prior banking regulatory compliance experience

Work Rights

Not specified

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