The role involves acting as the primary point of contact for all compliance and regulatory matters within a CMS-licensed corporate finance firm
Job Summary
The role involves acting as the primary point of contact for all compliance and regulatory matters within a CMS-licensed corporate finance firm.
Candidates will oversee AML/CFT controls including client onboarding, KYC reviews, and ongoing monitoring to ensure adherence to Singapore regulations.
The position requires supporting audits, liaising with authorities, and working closely with external advisors to enhance the compliance framework.
Matching Summary
Match Score: 85
The role involves acting as the primary point of contact for all compliance and regulatory matters within a CMS-licensed corporate finance firm.
Skills & Requirements
Must-have
AML/CFT controls management
CMS regulatory framework knowledge
Client onboarding and KYC reviews
Regulatory reporting and liaison
Internal compliance policy maintenance
Nice-to-have
Experience with external compliance consultants
Proactive independent work style
Ability to support business initiatives
Strong communication with senior stakeholders
Key Requirements
4+ years compliance experience in corporate finance or capital markets
Strong knowledge of Singapore regulatory requirements under CMS framework
Hands-on experience with AML and broader regulatory compliance