The Ares Compliance Department oversees and manages Ares’ global regulatory compliance and ethics program
Job Summary
The Ares Compliance Department oversees and manages Ares’ global regulatory compliance and ethics program.
This Associate will actively participate in the management of daily processes, support departmental and team projects and build relationships with employees across the enterprise while ensuring compliance obligations are met.
Ares is committed to fostering a welcoming and inclusive work environment where high-performance talent of diverse backgrounds, experiences, and perspectives can build careers within this exciting and growing industry.
Matching Summary
The Ares Compliance Department oversees and manages Ares’ global regulatory compliance and ethics program.
Skills & Requirements
Must-have
Control Room and conflicts management
Regulatory compliance and ethics program
Trade surveillance and conflicts monitoring
Financial instruments knowledge
Bloomberg proficiency
Compliance policy maintenance
Analytical and organizational skills
Nice-to-have
Strong interpersonal and negotiation skills
Collaborative team player
Ability to manage multiple tasks
High intellectual curiosity
Client service oriented
Effective conflict management
Diplomacy and discretion
Key Requirements
4-8 years experience at global investment adviser or bank
Control Room and/or conflicts management experience
Bachelor’s Degree or relevant qualification
Familiarity with SEC regulations and MAR requirements
Experience with credit-based strategies and capital markets
Ability to work independently and manage priorities