Director, Global Markets Supervision - Communications Program

TD

New York, NY, United States
Base: $250,000 usd; bonus/equity: not specified; b...
Communication surveillance management
Regulatory compliance programs
Project management skills
The Director is responsible for planning, directing, and coordinating trading operations and communication surveillance programs within TD Securities globally

Job Summary

  • The Director is responsible for planning, directing, and coordinating trading operations and communication surveillance programs within TD Securities globally.
  • This role involves managing relationships with business lines, compliance, and technology to establish consistent communication initiatives and surveillance parameters.
  • TD offers a comprehensive Total Rewards package including competitive salary, variable compensation, health benefits, career development, and a supportive work environment.

Matching Summary

The Director is responsible for planning, directing, and coordinating trading operations and communication surveillance programs within TD Securities globally.

Salary

Base: $250,000 USD; Bonus/Equity: Not specified; Benefits: Health, retirement, paid time off, career development

Skills & Requirements

Must-have

  • communication surveillance management
  • regulatory compliance programs
  • project management skills
  • relationship management with technology
  • data controls implementation
  • financial markets expertise

Nice-to-have

  • strong leadership and interpersonal skills
  • cross-organization collaboration
  • problem-solving and analytical skills
  • experience with surveillance tools
  • effective negotiation abilities
  • ability to work under pressure

Key Requirements

  • 7+ years related experience
  • Bachelor's degree or equivalent experience
  • 15+ years capital markets experience preferred
  • Knowledge of US Broker Dealer regulations
  • Experience with surveillance tools like Behavox and Smarsh
  • Strong written and verbal communication skills

Work Rights

Not specified

Tailored Resume

Cover Letter