Senior Associate, Corporate Compliance (code Of Ethics & Political Contributions)

Ares

Multiple Locations
Base: $120,000-$145,000; bonus/equity: discretiona...
Fully remote
Global code of ethics program administration
Political contributions compliance
Sec regulations expertise
Ares is committed to fostering a welcoming and inclusive work environment where diverse high-performance talent can build careers within a growing industry

Job Summary

  • Ares is committed to fostering a welcoming and inclusive work environment where diverse high-performance talent can build careers within a growing industry.
  • The Senior Associate will lead the Firm’s Code of Ethics Compliance program with a focus on political contributions and lobbying policies in coordination with global compliance heads.
  • The firm offers a comprehensive benefits package including medical, dental, vision, 401(k) with match, mental health resources, financial wellness benefits, and more.

Matching Summary

Ares is committed to fostering a welcoming and inclusive work environment where diverse high-performance talent can build careers within a growing industry.

Salary

Base: $120,000-$145,000; Bonus/Equity: Discretionary performance-based bonus; Benefits: Comprehensive medical, dental, vision, 401(k) match, and additional wellness programs

Skills & Requirements

Must-have

  • Global Code of Ethics program administration
  • Political contributions compliance
  • SEC regulations expertise
  • Conflict of interest assessment
  • Compliance policy enhancement
  • Trade surveillance compliance
  • Regulatory and compliance program management

Nice-to-have

  • Strong business judgment
  • Critical thinking skills
  • Team leadership and development
  • Process improvement and efficiency
  • Cross-regional collaboration
  • High accuracy and detail orientation
  • Communication and client service skills

Key Requirements

  • Bachelor’s Degree required
  • 5-7 years finance compliance experience
  • 5-7 years Code of Ethics experience
  • Strong understanding of SEC regulations
  • Experience with global asset management compliance
  • Proven people leadership skills
  • Ability to manage multiple priorities

Work Rights

Not specified

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