The role involves identifying and building relationships to gain wallet share from the affluent and High Net Worth segments through financial planning
Job Summary
The role involves identifying and building relationships to gain wallet share from the affluent and High Net Worth segments through financial planning.
Employees must adhere to strict regulatory compliance including KYC/AML norms and SAFE Act regulations while managing client risk.
The position offers competitive benefits including medical, dental, vision coverage, 401(k), and paid time off packages.
Matching Summary
The role involves identifying and building relationships to gain wallet share from the affluent and High Net Worth segments through financial planning.
Salary
Base: $78,080.00 - $117,120.00; Bonus/Equity: Discretionary and formulaic incentive awards available; Benefits: Medical, dental, vision, 401(k), life insurance, wellness programs
Skills & Requirements
Must-have
5-8 years of experience in wealth management
Strong analytical and financial skills
FINRA Series 6, 63, and 65 registration required
Mortgage loan originator registration with NMLS
Knowledge of Microsoft Office and NaviPlan Select
Nice-to-have
Self-starter and problem solver mindset
Experience with investment strategies
Insurance group 1 certification preferred
Strong verbal and written communication skills
Ability to work without direction
Key Requirements
Bachelor's degree or equivalent experience
Current FINRA Series 6, 63, and 65 licenses
NMLS mortgage loan originator registration
Insurance Group 1 certification (120 days to obtain)