Control Officer Vp – Cash Equities

Barclays

New York, NY, US
Base: $135,000.00 - $200,000.00; bonus/equity: not...
Extensive knowledge of risk and controls frameworks
Previous experience working in equities with cash equities
Experience dealing with regulatory requirements and audit processes
This role serves as a key part of the first line of defense ensuring effective risk management oversight across the NY Cash Equities business

Job Summary

  • This role serves as a key part of the first line of defense ensuring effective risk management oversight across the NY Cash Equities business.
  • The incumbent will partner with various support functions to identify, assess, and remediate issues while maintaining compliance with regulatory and internal frameworks.
  • As a trusted advisor, you will drive continuous improvement in control design and operational resilience by leveraging your equities and risk knowledge.

Matching Summary

This role serves as a key part of the first line of defense ensuring effective risk management oversight across the NY Cash Equities business.

Salary

Base: $135,000.00 - $200,000.00; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Extensive knowledge of risk and controls frameworks
  • Previous experience working in Equities with Cash Equities
  • Experience dealing with regulatory requirements and audit processes
  • Proficiency in data analysis and issue tracking tools

Nice-to-have

  • Excellent stakeholder management and influencing capabilities
  • Collaborative solutions-oriented mindset combined with problem-solving skills
  • Pragmatic and commercial approach to problem solving

Key Requirements

  • Minimum VP level experience
  • Prior work in Program Trading businesses preferred
  • Ability to guide audit engagements

Work Rights

Not specified

Tailored Resume

Cover Letter