First Vice President, Regulatory Compliance

UOB United Overseas Bank Limited

Regulatory compliance advice delivery
Global markets product knowledge
Hk regulatory requirements expertise
Deliver timely expert compliance advice to Wholesale Banking Business covering corporate lending and Global Markets activities

Job Summary

  • Deliver timely expert compliance advice to Wholesale Banking Business covering corporate lending and Global Markets activities.
  • Monitor and interpret evolving regulatory requirements while maintaining compliance policies in line with industry best practices.
  • Support global compliance integration and alignment with Group-wide standards under the direction of the Head of Regulatory Compliance.

Matching Summary

Deliver timely expert compliance advice to Wholesale Banking Business covering corporate lending and Global Markets activities.

Skills & Requirements

Must-have

  • Regulatory compliance advice delivery
  • Global Markets product knowledge
  • HK regulatory requirements expertise
  • Market conduct and surveillance frameworks
  • Policy drafting and maintenance

Nice-to-have

  • DCM experience advantage
  • Cross-border coordination skills
  • Senior stakeholder engagement
  • Strategic initiative participation

Key Requirements

  • Bachelor's degree in Accounting, Finance, Law or related discipline
  • Minimum 10 years relevant experience in regulatory compliance or audit
  • Holder of ECF on Compliance accredited by HKIB
  • Solid understanding of HK regulatory requirements

Work Rights

Not specified

Tailored Resume

Cover Letter