U.s. Portfolio Surveillance - Investment Management - Analyst / Associate
Morgan Stanley
New York, United States
Base: $110,000 - $130,000; bonus/equity: not speci...
Aladdin compliance engine
Us regulations governing investment advisors
Daily surveillance tasks
The successful candidate will provide coverage of the MSIM Equity, Fixed Income and Liquidity businesses providing proactive servicing, problem solving, risk mitigation and project work, and daily surveillance tasks
Job Summary
The successful candidate will provide coverage of the MSIM Equity, Fixed Income and Liquidity businesses providing proactive servicing, problem solving, risk mitigation and project work, and daily surveillance tasks.
Perform daily Portfolio surveillance monitoring of separately managed accounts, mutual funds, and products subject to ERISA, 40 Act and UCITS using Aladdin compliance engine.
At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered.
Matching Summary
The successful candidate will provide coverage of the MSIM Equity, Fixed Income and Liquidity businesses providing proactive servicing, problem solving, risk mitigation and project work, and daily surveillance tasks.
Salary
Base: $110,000 - $130,000; Bonus/Equity: Not specified; Benefits: Not specified
Skills & Requirements
Must-have
Aladdin compliance engine
US regulations governing investment advisors
daily surveillance tasks
Fixed Income product knowledge
pre- and post-trade compliance
Nice-to-have
collaborative outlook
continuous process improvement
creative problem-solving skills
strategic thinking
Key Requirements
2 - 4 years relevant experience
Proficiency in Aladdin rule coding
Ability to work with investment management staff
BS or BA education required
Proficient understanding of Investment Advisers Act