Senior Compliance Officer, Advanced Oversight, Investigations & Regulatory Response, Commercial Banking & Wealth Management Compliance

CIBC

Toronto, ON, CA
Competitive salary; incentive pyy available; benef...
Hybrid
Anti-money laundering (aml) oversight
Securities conduct risk reviews
Internal investigation coordination
The role involves conducting targeted, risk-based reviews to identify and address potential Anti-Money Laundering and securities conduct risks in higher-risk portfolios

Job Summary

  • The role involves conducting targeted, risk-based reviews to identify and address potential Anti-Money Laundering and securities conduct risks in higher-risk portfolios.
  • Candidates will support interactions with regulators including the Canadian Investment Regulatory Organization and provincial securities commissions regarding investigations and examinations.
  • CIBC offers a competitive salary, incentive pay, banking benefits, a defined benefit pension plan, and a culture that values employee strengths and ambitions.

Matching Summary

The role involves conducting targeted, risk-based reviews to identify and address potential Anti-Money Laundering and securities conduct risks in higher-risk portfolios.

Salary

Competitive salary; Incentive pay available; Benefits include defined benefit pension plan and employee share purchase plan

Skills & Requirements

Must-have

  • Anti-Money Laundering (AML) oversight
  • Securities conduct risk reviews
  • Internal investigation coordination
  • Regulatory examination response
  • CIRO and securities commission interaction

Nice-to-have

  • Strong critical thinking skills
  • Ability to influence outcomes
  • Commitment to trust and teamwork
  • Experience with complex problem solving

Key Requirements

  • Investment Dealer Supervisor Course or Branch Manager's Course
  • Canadian Securities Course certification
  • University Degree or College Diploma
  • Solid understanding of retail investment dealer regulations

Work Rights

Must be legally eligible to work in Canada

Tailored Resume

Cover Letter