Aej Compliance Vp

Nomura International PLC

Sydney, Australia
On-site
Investment and distribution compliance
Regulatory advisory and engagement
Compliance risk assessment
The Vice President, AEJ Compliance is responsible for providing strategic and operational direction for Nomura Asset Management International’s business across the Asia, excluding Japan, region

Job Summary

  • The Vice President, AEJ Compliance is responsible for providing strategic and operational direction for Nomura Asset Management International’s business across the Asia, excluding Japan, region.
  • This role is essential to safeguarding NAM International’s reputation, supporting investment and distribution activities, and fostering a culture of ethical conduct and regulatory excellence.
  • The Vice President, AEJ NAM International will work with a high degree of autonomy, under the general direction of the Head of Distribution Compliance supporting NAM International.

Matching Summary

The Vice President, AEJ Compliance is responsible for providing strategic and operational direction for Nomura Asset Management International’s business across the Asia, excluding Japan, region.

Skills & Requirements

Must-have

  • Investment and distribution compliance
  • Regulatory advisory and engagement
  • Compliance risk assessment
  • Global compliance programs
  • Financial crimes and surveillance

Nice-to-have

  • Strategic leader with entrepreneurial mindset
  • Strong relationship-building skills
  • Resilience under pressure
  • Additional regional language skills

Key Requirements

  • 10–15 years compliance experience
  • Broad knowledge of regional rules and regulations
  • Proven track record managing compliance teams
  • Experience in global, matrixed organization
  • Fluency in English required

Work Rights

Not specified

Tailored Resume

Cover Letter