Investment, product, regulatory, distribution compliance
Ucits, aifmd, mifid knowledge
Act as a trusted advisor to first line colleagues and senior management in advising, overseeing and assisting in their responsibilities for compliance with regulatory obligations
Job Summary
Act as a trusted advisor to first line colleagues and senior management in advising, overseeing and assisting in their responsibilities for compliance with regulatory obligations.
Provide advice on investment compliance, product, regulatory and distribution related matters in liaison with UK, US and APAC regional compliance teams.
We offer a supportive environment that encourages innovation and creativity whilst maintaining a healthy lifestyle balance.
Matching Summary
Act as a trusted advisor to first line colleagues and senior management in advising, overseeing and assisting in their responsibilities for compliance with regulatory obligations.
Skills & Requirements
Must-have
Compliance advisory business partner
Investment, product, regulatory, distribution compliance
UCITS, AIFMD, MiFID knowledge
CSSF Circular 18/698
Asset management industry experience
Nice-to-have
Supportive team player
Positive attitude and collegiate approach
Open, honest, and act with integrity
Encourage innovation and creativity
Key Requirements
Minimum of 5 years of relevant Compliance experience
Experience within an AIFM required
Strong working knowledge of regulatory requirements
University degree in Law, Economics (or equivalent)