Base: $75,000 - $125,000; bonus/equity: not specif...
Risk management and fraud awareness
Complaints handling and data integrity
Standard operating procedure adherence
The role serves as the primary point of contact for day-to-day client inquiries while supporting onboarding, KYC refreshes, and operational requests
Job Summary
The role serves as the primary point of contact for day-to-day client inquiries while supporting onboarding, KYC refreshes, and operational requests.
Candidates must demonstrate ample understanding of risk management, fraud prevention, and data integrity standards to ensure audit-ready documentation.
This position requires FINRA registrations including SIE, Series 63, and 79, or a willingness to obtain them within the New York office.
Matching Summary
The role serves as the primary point of contact for day-to-day client inquiries while supporting onboarding, KYC refreshes, and operational requests.
Salary
Base: $75,000 - $125,000; Bonus/Equity: Not specified; Benefits: Not specified