Compliance Executive (Financial Advisory) - Central/ 5 days/ $4.5k [0580]

THE SUPREME HR ADVISORY PTE. LTD.

Singapore, Singapore
Base: $3,500 - $4,500; bonus/equity: not specified...
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Experience in financial advisory industry
Knowledge of financial advisers act
Microsoft excel proficiency
** The Supreme HR Advisory Pte. Ltd. is seeking a Compliance Executive for their financial advisory firm in Singapore. The role involves ensuring regulatory compliance and supporting the Risk and Compliance department, targeting candidates with relevant experience in the financial advisory industry. **

Job Summary

  • The role involves ensuring the company functions legally and ethically while meeting business goals under MAS licensing.
  • Responsibilities include performing balanced scorecard audits, regulatory reporting, and misconduct investigations.
  • Candidates must stay abreast of regulatory changes such as the Personal Data Protection Act and communicate them effectively.

Matching Summary

Match Score: 75

** The Supreme HR Advisory Pte. Ltd. is seeking a Compliance Executive for their financial advisory firm in Singapore. The role involves ensuring regulatory compliance and supporting the Risk and Compliance department, targeting candidates with relevant experience in the financial advisory industry. **

Salary

Base: $3500 - $4500; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Experience in financial advisory industry
  • Knowledge of Financial Advisers Act
  • Microsoft Excel proficiency
  • Conducting regulatory audits

Nice-to-have

  • Compliance qualification preferred
  • Insurance industry experience
  • Proactive communication skills
  • Interest in regulatory developments

Key Requirements

  • Minimum 'A' level or Diploma
  • Experience in financial advisory industry
  • Familiarity with Microsoft software

Work Rights

Not specified

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