Portfolio & Trading Compliance Officer, Mercer Investments

Mercer

New York, United States
Base: $93,200 to $186,700; bonus/equity: performan...
On-site
Portfolio guideline monitoring systems
Pre-trade and post-trade controls
Investment instruments knowledge
Support the design and implementation of guideline monitoring systems and practices to ensure proper pre-trade and post-trade controls

Job Summary

  • Support the design and implementation of guideline monitoring systems and practices to ensure proper pre-trade and post-trade controls.
  • Monitor portfolio guideline compliance, research potential issues, and collaborate with other teams to come to resolution.
  • Contribute to trading best practices, including governance of best execution, and participate in strategic projects such as process developments and improvements.

Matching Summary

Support the design and implementation of guideline monitoring systems and practices to ensure proper pre-trade and post-trade controls.

Salary

Base: $93,200 to $186,700; Bonus/Equity: Performance-based incentives may be eligible; Benefits: Health and welfare benefits, tuition assistance, 401K savings, and other retirement programs

Skills & Requirements

Must-have

  • Portfolio guideline monitoring systems
  • Pre-trade and post-trade controls
  • Investment instruments knowledge
  • Investment-related regulations familiarity
  • Trading best practices governance

Nice-to-have

  • Sell-side trade desk experience
  • Quantitative modeling experience
  • Asset allocation strategies
  • Overlay strategies experience

Key Requirements

  • 4-6 years of relevant experience
  • Undergraduate degree in Finance, Economics, or similar
  • CFA designation or active status

Work Rights

Not specified

Tailored Resume

Cover Letter