Associate, Compliance

Oaktree Capital Management

Hyderabad, India
Bachelor's degree required
5-7 years compliance experience
Sec and aml regulatory knowledge
The role supports the Enterprise Compliance team by overseeing Code of Ethics, US Broker-Dealer, AML, Lobbying, and Training functions

Job Summary

  • The role supports the Enterprise Compliance team by overseeing Code of Ethics, US Broker-Dealer, AML, Lobbying, and Training functions.
  • The incumbent will participate in all aspects of the firm's compliance testing program with a focus on Closed-End Fund compliance activities.
  • Oaktree Capital Management is committed to cultivating a collaborative, curious, and inclusive environment that honors diversity of thought.

Matching Summary

The role supports the Enterprise Compliance team by overseeing Code of Ethics, US Broker-Dealer, AML, Lobbying, and Training functions.

Skills & Requirements

Must-have

  • Bachelor's Degree required
  • 5-7 years compliance experience
  • SEC and AML regulatory knowledge

Nice-to-have

  • Closed-End Fund regulatory understanding
  • Strong analytical and problem-solving skills
  • Proficiency in Microsoft Excel and data tools

Key Requirements

  • Bachelor's Degree
  • 5-7 years experience in compliance or audit
  • Knowledge of SEC and anti-money laundering frameworks

Work Rights

Not specified

Tailored Resume

Cover Letter