Compliance Specialist Ii

LexisNexis Risk Solutions

Medford, MA, United States
Base: $40,400 - $67,400; bonus/equity: not specifi...
Onsite
Submit notice filings
Client service representative
Review warning reports
The Compliance Specialist II is responsible for submitting notice filings on behalf of funds and other investment products with all applicable jurisdictions in the United States

Job Summary

  • The Compliance Specialist II is responsible for submitting notice filings on behalf of funds and other investment products with all applicable jurisdictions in the United States.
  • Serve in the capacity of client service representative for both state examiners and BSRS clients, assuming full ownership for client relationship and fund filing responsibilities.
  • This role requires onsite work in Medford, MA (5 days per week).

Matching Summary

The Compliance Specialist II is responsible for submitting notice filings on behalf of funds and other investment products with all applicable jurisdictions in the United States.

Salary

Base: $40,400 - $67,400; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Submit notice filings
  • Client service representative
  • Review warning reports
  • Manage state correspondence
  • Maintain legal files
  • Blue Sky filings

Nice-to-have

  • High ethical standards
  • Customer focus
  • Flexibility and adaptability
  • Develop collaborative relationships

Key Requirements

  • Bachelor’s Degree or equivalent job experience
  • Strong working knowledge of Blue Sky Solution
  • Strong administrative and organizational skills
  • Ability to work independently and meet critical deadlines
  • Strong attention to detail
  • Computer literate, Microsoft Office Suite
  • Basic understanding of Q/A function

Work Rights

Not specified

Tailored Resume

Cover Letter