Providing regulatory advice to clients operating in fund management, private wealth management, digital advisory, digital assets and other capital markets intermediaries to help optimise their risk management compliance with regulatory requirements
Job Summary
Providing regulatory advice to clients operating in fund management, private wealth management, digital advisory, digital assets and other capital markets intermediaries to help optimise their risk management compliance with regulatory requirements.
Managing a team of specialists providing outsourced compliance support to clients, including regulatory reporting, operationalising changes and updates to regulations, conducting compliance monitoring and reporting to senior management.
Working with our strategic alliance partners to formulate new services / products to take to the market (e.g. regulatory technology / platform) and working on business development or new market opportunities.
Matching Summary
Providing regulatory advice to clients operating in fund management, private wealth management, digital advisory, digital assets and other capital markets intermediaries to help optimise their risk management compliance with regulatory requirements.
Skills & Requirements
Must-have
regulatory advice
risk management
compliance frameworks
business processes and controls reviews
regulatory technology / platform
Nice-to-have
tech-forward, people-empowered network
dynamic and fast-paced working environment
stable yet flexible working environment
positive attitude to learn
strong team player
Key Requirements
At least 6 years of financial services regulatory, legal or external audit experience
Previous employment with a regulator will be highly preferred
Good understanding of the asset and wealth management/digital assets/capital markets landscape
Strong experience in auditing and advising on local MAS regulatory requirements