Base: $81,600 - $115,200 cad; bonus/equity: not sp...
Client due diligence lifecycle oversight
Aml/kyc regulatory compliance
Capital markets operational knowledge
Provide senior-level expertise and oversight across the end-to-end Client Due Diligence lifecycle within the Capital Markets environment
Job Summary
Provide senior-level expertise and oversight across the end-to-end Client Due Diligence lifecycle within the Capital Markets environment.
Drive continuous improvement initiatives including process optimization, automation, and technology enablement to enhance efficiency and client service outcomes.
TD offers a comprehensive Total Rewards package including base salary, variable compensation, health benefits, savings plans, paid time off, and career development opportunities.
Matching Summary
Provide senior-level expertise and oversight across the end-to-end Client Due Diligence lifecycle within the Capital Markets environment.
Salary
Base: $81,600 - $115,200 CAD; Bonus/Equity: Not specified; Benefits: Health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts
Skills & Requirements
Must-have
Client Due Diligence lifecycle oversight
AML/KYC regulatory compliance
Capital Markets operational knowledge
Risk management and escalation
Data analysis for process improvement
Stakeholder and vendor engagement
Proficiency in Outlook and Excel
Nice-to-have
Experience with automation and technology enablement
Working knowledge of Alteryx, Python, UiPath
Strong communication and presentation skills
Support for regulatory examinations and audits
Career development and mentoring culture
Key Requirements
Undergraduate degree or college diploma
7+ years AML/KYC or Client Due Diligence experience
Experience in Capital Markets or broker-dealer environments
Ability to engage with third-party vendors and internal partners