Senior Compliance Manager - Risk Identification And Assessment Oversight (hybrid - See Job Description For Listed Locations)

Montytait

New York, New York, United States of America
$157,400.00 - $262,300.00 annual; not specified; n...
Hybrid
Risk identification and assessment governance
Second line of defense oversight
Key risk indicators (kris) management
Leads the design, governance, and continuous improvement of risk identification and assessment oversight for wealth management and corporate trust & custody activities within the Second Line of Defense

Job Summary

  • Leads the design, governance, and continuous improvement of risk identification and assessment oversight for wealth management and corporate trust & custody activities within the Second Line of Defense.
  • Owns risk governance oversight for the coverage area, including quantitative measures, Key Risk Indicators (KRIs), risk identification and assessment processes, control design and effectiveness, and governance of core risk programs.
  • Provides independent oversight, credible challenge, and executive-ready reporting to strengthen accountability, transparency, and sustainable control execution.

Matching Summary

Leads the design, governance, and continuous improvement of risk identification and assessment oversight for wealth management and corporate trust & custody activities within the Second Line of Defense.

Salary

$157,400.00 - $262,300.00 Annual; Not specified; Not specified

Skills & Requirements

Must-have

  • Risk identification and assessment governance
  • Second Line of Defense oversight
  • Key Risk Indicators (KRIs) management
  • Risk and Control Self-Assessment (RCSA)
  • Scenario analysis and risk event management
  • Executive-ready risk reporting

Nice-to-have

  • Continuous improvement of risk programs
  • Credible challenge to business
  • Partnering with first line stakeholders
  • Regulatory examination preparation

Key Requirements

  • Bachelor's Degree in related field
  • 10 years experience in compliance, legal, audit or risk
  • Minimum of 5 years managerial or supervisory experience

Work Rights

Not specified

Tailored Resume

Cover Letter